Sven Stumbauer is a globally recognized financial crimes expert with a wealth of experience in Anti-Money Laundering and Sanctions compliance matters. Sven’s industry experience includes U.S. and international financial institutions and multinational corporations, focusing on regulatory compliance, fraud issues, AML and sanctions compliance, and Foreign Corrupt Practices Act (FCPA) matters. He has a wealth of experience leading complex, high profile cross- border projects, providing assistance to clients and regulatory bodies in 50+ countries. He has led numerous matters and/or provided reports to various U.S. and International governmental agencies including the U.S. DOJ, the SEC, FINRA, Federal Reserve, OCC, FDIC and the New York Department of Financial Services and international regulatory bodies.
Sven started his career with the National Association of Securities Dealers’ (now FINRA) and most recently was the Global Anti-Money Laundering and Sanctions Compliance Practice Leader at AlixPartners.
Sven is regularly quoted and publishes in leading industry publications, including but not limited to: The Financial Times, The Wall Street Journal, Bloomberg, Reuters, International Banker, Deutsche Wirtschafts Nachrichten, The International Financial Law Review, Ethical Boardrooms, South China Morning Post, and the China Business Law Journal.